For Brokers: Risk and Responsibilities Part II: Operational and Compliance Strategies

Building on Session 1, this course focuses on the operational challenges and high-risk areas that can expose brokerages to legal and regulatory issues. Topics include handling claims, E&O insurance, advertising oversight, and document retention. The session also covers policy considerations related to earnest money, fraud prevention, harassment, and safety. With a legal lens on real-world scenarios, this course equips brokers with the tools to implement policies that foster accountability, minimize risk, and support a culture of compliance.

Wednesday, September 16, 2026

$50 | 3 Hours of Broker CE Credit